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Affiliated Event

Tips and Techniques for Detecting and Preventing Fraud

Brent R Baker

March 3, 2020

Tips and Techniques for Detecting and Preventing Fraud, Red Flags, and Beyond.  Brent Baker, Shareholder with Parsons Behle, will describe what he has learned over 25 years of investigating and prosecuting financial frauds.

Mr. Baker is a shareholder and member of Parsons Behle’s litigation, securities and regulatory enforcement departments. His practice concentrates on SEC enforcement and regulatory defense, private securities litigation and government/independent investigations. He routinely defends corporate and individual clients in regulatory enforcement investigations and litigation before the U.S. Department of Justice (DOJ), the U.S. Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and other federal and state securities and commerce agencies. Mr. Baker represents broker-dealers, investment advisors, compliance officers, and registered representatives before the SEC and the Financial Industry Regulatory Authority (FINRA). He also handles a variety of corporate internal investigations. His practice routinely involves responding to regulatory subpoenas, preparing clients for investigative testimony, and responding to SEC “Wells Notices” of projected charges. Many of these disputes were settled on terms favorable to Mr. Baker’s clients.

Presenter to be confirmed

The Utah ACFE Chapter is made up of fraud fighters who can offer a wealth of anti-fraud knowledge. If you would like to share some of the knowledge you have acquired with the chapter please schedule a presentation.

We are always on the lookout for outstanding chapter members and other individuals in the community to present at monthly chapter meetings. If you have suggestions for future presenters we would love to know.

Use the form below to suggest your ideas for future chapter presentations.
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Lion House Pantry
63 East South Temple, Salt Lake City Utah 84150


To be determined.

Parking and Driving Directions
This event is presented by an affiliate to the Utah Chapter ACFE. Please direct all questions concerning this event to the event coordinator.